Overview
Senior Regulatory Compliance Examiner Jobs in Kugluktuk, Canada at TryApplyNow
Title: Senior Regulatory Compliance Examiner
Company: TryApplyNow
Location: Kugluktuk, Canada
Category:
# Senior Regulatory Compliance Examiner
CIBCFull Timesenior
CAPosted Yesterday##
Role Overview
CIBC is hiring a Senior Regulatory Compliance Examiner. This is a full-time role in CA. Part of CIBC’s Risk hiring, posted yesterday. Full responsibilities, required qualifications, and the apply link are listed in the description below.## Salary Context Salary is not disclosed in this posting. Market median for Senior-level Risk roles is $106k-$150k (based on 78 comparable listings). Many employers share specifics during the interview process or after an initial screen.##
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Job Description We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.
At CIBC, we embrace your strengths and your ambitions, so you are empowered team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.
To learn more about CIBC, please visit CIBC.comWhat you’ll be doing
Compliance & Global Regulatory Affairs (Compliance & GRA) assists our Bank in developing and executing a robust and proactive regulatory compliance and regulatory affairs strategy, and effectively managing regulatory risk. The Compliance and EAML Examination Program (CEEP) team, is a group within the Compliance Department, and consists of several multi-skilled examination teams, including the Wealth Management, Asset Management and Capital Markets Compliance Examination team, which is responsible to execute regulatory compliance examinations for units globally across the Bank, amongst other LOBs, with the objective to independently assess the design and operating effectiveness of the unit’s processes and controls to satisfy regulatory requirements as defined by the various regulators.
Reporting to the Senior Director, Compliance and EAML Examinations Program, the Senior Compliance Officer is responsible to manage and execute wealth management, asset management and capital markets examinations and ensure adequate planning, fieldwork and reporting of results as per CEEP standards and procedures, and assist team members as required with the execution of their examinations. The Senior Compliance Officer will have a strong understanding of applicable regulatory requirements as well as knowledge of CIBC lines of business, Governance Groups and Compliance.
In addition to working on the wealth management, asset management and capital markets portfolio, the Senior Compliance Officer will be required to support other examination portfolios within the broader CEEP team, as the needs arise .At CIBC, we enable the work environment most optimal for you to thrive in your role. You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 1-3 days per week on-site, while other days will be remote.
How you’ll succeed
* Regulatory Oversight – Be aware of any upcoming changes in the industry. Act as a subject matter expert responding to questions from the business and team regarding regulations, examinations best practices and internal policies and procedures.
* Strong Communication and Interpersonal Skills – Exhibit strong verbal and written communication skills. Have the ability to communicate effectively with different lines of business to obtain clarification of processes and controls, to explain requirements and regulations and to provide the results of the examination, including issuance of deficiencies and observations.
* Lead Examinations – You will lead high quality, thorough and timely execution of compliance examinations. You will use your well-developed examinations skills to evaluate the adherence of lines of business to compliance requirements, as well as identify and recommend areas for improvement.
* Relationship Building – You will establish and maintain positive working relationships with CIBC LOBs, Governance…