Overview
Senior Data Analytics, Investigator & Market Specialist Jobs in Toronto – Ontario at Ontario Securities Commission
Title: Senior Data Analytics, Investigator & Market Specialist
Company: Ontario Securities Commission
Location: Toronto – Ontario
Category: Finance, Banking
The Ontario Securities Commission The Ontario Securities Commission (OSC) is the statutory body responsible for regulating Ontario’s capital markets in accordance with the mandate established in the provincial Securities Act and the Commodity Futures Act (the Acts). The Commission’s mandate is to provide protection to investors from unfair, improper or fraudulent practices, to foster fair and efficient capital markets and confidence in capital markets, and to contribute to the stability of the financial system and the reduction of systemic risk.
We offer
a
diverse
, fair, and flexible
work environment
and take pride in our
challenging
and rewarding work. The Enforcement Branch supports the OSC in delivering fair, vigorous and timely enforcement. The Enforcement Branch investigates and litigates breaches of capital markets laws in Ontario. Staff works closely with other securities regulators, self-regulatory organizations and law-enforcement agencies to enhance initiatives to fight misconduct.
A strong enforcement presence assists in protecting investors from unfair, improper or fraudulent practices and fostering fair and efficient markets. The Enforcement Branch is hiring a Senior Data Analytics, Investigator & Market Specialist to identify and investigate potential misconduct in Ontario’s capital markets and to make recommendations for appropriate regulatory action. Leveraging their prior investigative experience and in-depth knowledge of the securities market with a specialization in trade analysis, insider trading and market manipulation, the Senior Investigator will plan investigations, gather evidence and analyze gathered information to make recommendations on whether to move forward with litigation and participate in the litigation process when appropriate.
What’s in it for you? Be an integral part of a leading-edge team leveraging an
innovative
mix of traditional investigative techniques, data analytics, and
open source
intelligence analysis to investigate and prosecute complex cases of violations under the Acts. Work in a
collaborative
, progressive, and professionally
diverse team
.
Make a difference
and have a meaningful impact on investors and participants in Ontario’s capital markets.
The Opportunity Reporting to an Enforcement Manager, the Senior Data Analytics, Investigator & Market Specialist is responsible for identifying and investigating misconduct in Ontario’s capital markets through the creation and implementation of technology solutions focused on data analytics to assist and produce substantive enforcement cases. Key
Duties
and
Responsibilities
Leads investigative activities to identify and interpret potential misconduct in Ontario capital markets utilizing complex and
innovative
data analytics processes and methodologies to determine, capture and consolidate relevant information to support case file management, prosecution and litigation proceedings.
Provides advice and insight in the interpretation of analytical results and findings to support and inform investigative activities. Supports investigation case file activities, sharing insights and expertise, participating in investigative interviews to ensure focused and pertinent questions are asked, identifying strategies to clear roadblocks, resolve investigative bottlenecks and facilitate relevant data, files and trading information retrieval.
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